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Optics Chapter 7. Applied Optics

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1. Generation of Electromagnetic Waves

2. Control of Electromagnetic Waves

3. Transmission of Electromagnetic Waves

4. Detection of Electromagnetic Waves



1. Generation of Electromagnetic Waves: Light Source

⑴ Type 1. Radiant Sources : Also known as continuous sources

① Utilizes blackbody radiation : Emits radiation across a wide wavelength range uniformly

② Used for measuring object’s absorption spectrum, reflection spectrum, etc.

③ 1-1. Tungsten Lamp : Incandescent lamp using a tungsten filament

○ Filament is heated up to 3,000 K

○ Due to high temperature, tungsten filament metal gradually vaporizes, causing lamp’s light to dim

○ Emits visible light in the range of 320 to 2,500 nm, as well as near-infrared light

④ 1-2. Mercury (Hg) vapor, Xenon (Xe) gas discharge lamp

○ Emits ultraviolet and visible light

⑤ 1-3. Electric discharge lamp filled with Hg vapor, Xe gas

○ Emits ultraviolet and visible light

⑥ 1-4. Globar

○ Current passed through silicon carbide rod to heat up to 1500 K

○ Emits infrared radiation in the range of 5000 to 200 cm-1

⑦ Standard Light Sources

○ Standard Light Source A : Tungsten incandescent lamp in gas-filled state. 2854 K

○ Standard Light Source B : Light source imitating average solar radiation. 4870 K

○ Standard Light Source C : Light source imitating direct sunlight on a clear sky. 6740 K

○ Standard Light Source D : Complement to Source C, with adjustable color temperature. Includes D65, D75, etc.

○ Standard Light Source F : Standard for fluorescent lamps. Includes F1, F2. Approximately 4000 K

⑵ Type 2. Light Emitting Diode (LED)

① Emit light due to recombination of carriers near the junction when forward bias is applied

Figure. 1. Principle of LED

A is p-type semiconductor and B is n-type semiconductor

② N-type semiconductors have lower energy levels than P-type semiconductors, but N-type’s conduction band is higher than P-type’s valence band

③ LEDs emit light corresponding to the band gap size

④ Recombination states can occasionally break for some reason, leading to continuous recombination and continuous emission of light

⑤ (Note) Most diodes convert energy into heat, not light

○ Silicon (Si) semiconductor, Germanium (Ge) semiconductor : Convert energy into heat, not light

○ Gallium Arsenide (GaAs) semiconductor, Gallium Phosphide (GaP) semiconductor : Emit light

⑥ High efficiency : Energy savings of up to 90% possible

⑶ Type 3. Lasers : One or a few wavelengths. Line source

① 3-1. Gas lasers

Figure. 2. Principle of Gas Laser

○ Vibrational frequency

○ 1st. Electron in ground state E1 is excited to E3 by optical pumping

○ 2nd. Atoms constituting the laser medium have many electrons in metastable state E2 from E3

○ Metastable state : Electrons that should be in the ground state E1 are maintained in the excited state E2

○ 3rd. Monochromatic light A is incident on the atoms constituting the laser medium, inducing emission of A and B

○ 4th. Left side of the laser reflects all light, while the right side transmits only part of it

○ 5th. Reflective light induces further emission of light

Figure. 3. Internal structure of a Gas Laser device

② 3-2. Semiconductor lasers

⑷ Type 4. Acceleration of Charged Particles

① Poynting vector : Acceleration of charged particles generates electromagnetic waves

② 4-1. Radio wave generation

③ 4-2. Bremsstrahlung : Visible light is emitted when electrons decelerate. Also known as cyclotron radiation, synchrotron radiation, etc.

⑸ Type 5. Fluorescence

⑹ Type 6. Cherenkov Radiation

⑺ Type 7. Bremsstrahlung

⑻ Type 8. Fluorescence due to High Z Metal

① 8-1. Gamma fluorescence

② 8-2. Beta fluorescence

③ 8-3. Characteristic X-ray

④ 8-4. Pair production and annihilation

⑼ Type 9. Surface Plasmon Resonance (SPR)

① Definition : Free electrons resonate when light is incident on the interface of materials with positive permittivity (air, water, etc.) and negative permittivity (metal)

② Electromagnetic waves parallel to the surface are generated due to electron oscillation

③ Highly sensitive sensor as resonance occurs under specific conditions

④ Examples of metals : Silver, gold, copper, titanium, chromium

⑽ Considerations when choosing light sources

① Must emit sufficient radiant energy

② Energy distribution by wavelength should be stable over time

⑾ Actual light sources



2. Control of Electromagnetic Waves: Wavelength Selector (e.g., Prism, Diffraction Grating, Optical Filter)

⑴ Diffraction Grating

① Definition : Grooves in a polished metal surface resembling saw teeth

○ Reflective diffraction gratings used for ultraviolet and visible regions have 300 to 6,000 grooves per millimeter

○ Reflective diffraction gratings used for infrared region have 10 to 200 grooves per millimeter

○ Grooves must be uniform in size, parallel, and equidistant

② Echellette Type Diffraction Grating

○ When collimated light hits the reflective surface of the echellette, reflection occurs at each facet

○ Interference occurs between reflected rays

○ Reinforcement interference occurs when the difference in travel distance between adjacent rays is an integer multiple of the wavelength of the ray **

Figure. 4. Reinforcement Interference Conditions of Echellette Type Diffraction Grating

⑵ Optical Filter

① Interference Filter

○ Consists of thin, transparent dielectric layer sandwiched between two semitransparent films

○ Bragg diffraction : With thinner dielectric layer and larger incident angle, the wavelength of the radiation increases

Figure. 5. Bragg Diffraction

○ Bragg diffraction becomes the basis of X-ray diffraction (XRD)

○ Characteristic : Narrow effective wavelength width (FWHM)

② Absorption Filter

○ Generally weakens incident light across the spectrum

○ Characteristic : Wide effective wavelength width (FWHM)

○ Examples : UV cut-off filter, NIR absorption filter



3. Transmission of Electromagnetic Waves

⑴ Type 1. Optical Fiber

Figure. 6. Structure of Optical Fiber

① Definition : Bundle of glass, fused silica, or plastic threads capable of transmitting radiation for hundreds of meters or more

② Diameter ranges from 0.05 μm to 0.6 cm

③ Structure : Core, Cladding

④ Core material has higher refractive index than cladding material

⑤ Real-world application

○ Multiple fibers used together : Fiber is too thin for geometrical optics approximation (Snell’s law) to work

○ Overlapping different frequencies of light to transmit information : Unlike electrons where Pauli’s exclusion principle applies, light can overlap

○ Bending of fibers leads to irregular reflection angles, causing blurring of the image → graded index is used to prevent this

○ ~0.2 dB/km loss

⑥ Classification According to Material

○ Glass or Plastic : Visible Light, Near Infrared Region

○ Fused Silica : Ultraviolet Region to Near Infrared Region

⑦ Classification According to Purpose

○ Reflective Probe

○ Transmissive Probe

○ Dip Probe



4. Detection of Electromagnetic Waves

⑴ Characteristics of Detectors

① Characteristic 1: Signal-to-Noise Ratio (S/N ratio)

② Characteristic 2: Noise Equivalent Power (NEP)

○ Definition : Minimum detectable intensity of incident radiation by the detector

○ Represents the intensity of the signal that produces the same output as the noise

○ N : Noise Voltage or Current (RMS)

○ S : Signal Output Voltage or Current (RMS)

○ Ee : Intensity of Incident Radiation (Wcm-2)

○ A : Photosensitive Area of the Detector (cm2)

○ Δf : System’s Frequency Bandwidth (Hz)

③ Characteristic 3: Detectivity : Denoted as D

○ Definition : Measure of the minimum detectable intensity of radiation

○ D = 1 / NEP

④ Characteristic 4: Detection Ability : Denoted as D*

○ Definition : S/N ratio for a system reference bandwidth Δf = 1 Hz when 1 W of radiation is incident on a unit area of the detector

○ D* = A0.5 / NEP

⑤ Characteristic 5: Spectral Photosensitivity or Radiant Sensitivity : Denoted as σ

○ Ratio of signal voltage or current RMS value to the rms value of the intensity of light incident on the detector

○ Absolute Spectral Responsivity Curve : Graph of absolute spectral responsivity at each wavelength λ

○ Relative Spectral Responsivity Curve : Curve normalized so that the maximum value of absolute spectral responsivity is 1

⑵ Type 1: Internal Photoelectric Effect in Photodetectors : Increase in electrical conductivity upon absorption of radiation

① Type 1-1: Photoconductive Detector or Photoconductive Cell

○ Definition : Variable resistance that changes with light intensity. No polarity

○ Sometimes denoted by λ

○ Photogain Coefficient : Negative values result in resistance decrease with increasing light intensity

○ Generally use semiconductors where resistance decreases upon light absorption

○ 1st. Light generates electron-hole pairs : Light in near infrared region (750 nm ~ 3000 nm)

○ 2nd. Photoconductive Effect : Increase in electrical conductivity of regions where electron-hole pairs are generated

○ 3rd. Increased electrical conductivity leads to higher current

○ 4th. Detect light intensity by measuring current variation

○ Examples : CdS, CdSe, PbS, PbSe (800 nm ~ 2000 nm), Ge:Au, HgCdTe, Hg1-xCdxTe

○ Example : Cadmium Sulfide Cell

Figure. 7. Cadmium Sulfide Cell

○ Advantages : High sensitivity. Compact. Inexpensive. High power capacity. Resistant to noise. Can operate in AC. Relatively high output

○ Disadvantages : Slow response time (10 ~ 100 ms). Low light sensitivity. Susceptible to ambient light, leading to significant hysteresis

○ Dark Resistance : Approximately 200 kΩ

○ Light Quantity of Theater Audience (10 lux) : Approximately 10 kΩ

○ Excessive Light Quantity : Resistance becomes very low, resulting in excessive current

② Type 1-2: Silicon Diode Detector (also known as Photodiode)

○ Definition : Device that converts light energy into electrical energy

○ Reverse Bias Circuit

○ Incident light in depletion region generates electron-hole pairs, leading to current flow. Similar to Photoconductive Effect

○ Essentially, electrons in the p-type semiconductor transition to the n-type semiconductor’s conduction band, generating both holes and free electrons

○ Acts as a sensor: Photocurrent proportional to light quantity, not dependent on reverse bias voltage (because photocurrent is proportional to the number of electrons, which is proportional to light intensity)

○ Increase depletion region for better sensitivity (i.e., raise threshold)

○ Example 1: CD Players, Fire Alarms, Remote Control Receivers

○ Example 2: Solar Cells

Figure. 8. Circuit of a Solar Cell

ⓐ : Direction of Electrons, ⓑ : Direction of Current, X is n-type Semiconductor

○ Example 3: Image Sensor in Digital Cameras (CCD)

Figure. 9. Image Sensor in Digital Cameras [Footnote: 6]

○ Light Path : Lens → CCD → Conversion to Current Signal → Extract Brightness, Color, Coordinate Info based on Intensity and Position of Detected Light

Threshold frequency should be lower than visible light frequency

○ Example 4: Multi-channel Photodetectors (Photodiode Array Spectrophotometers)

○ Simultaneously measures dispersed radiation for different wavelengths by rotational motion

○ Typically employs an array of 1024 or 2048 silicon diode detectors

○ Advantages : Fast speed, excellent reproducibility, simultaneous measurement at multiple wavelengths

○ Disadvantages : Low resolution (1 ~ 3 nm) (0.1 nm achievable for dispersive), affected by light source intensity and detector sensitivity

○ Used in real-time spectrophotometers

○ Example 5: PN Photodiode, PIN Photodiode, Avalanche Photodiode, Phototransistor, PSD, 1D·2D Array

③ Type 1-3: Compound Types

○ Photointerrupters : LED-Phototransistor, etc.

○ Photocouplers : LED-Photodiode, etc.

⑵ Type 2: External Photoelectric Effect in Photodetectors : Emitting electrons upon absorption of radiation, resulting in photocurrent

① Type 2-1: Phototube

② Type 2-2: Photomultiplier Tube (PMT)

○ Cathode Surface : Emits electrons upon absorbing radiation

○ Diodes : Emit far more secondary electrons than received from cathode surface. Several diodes are used

○ Anode : Collects electrons emitted from the diode

○ Advantages: Low noise, high sensitivity, good responsiveness, linear output current

○ Disadvantages: Mechanically weak, complex power supply

③ Type 2-3: X-ray Photoelectron Spectroscopy (XPS)

⑶ Type 3: Thermal Detectors

① Overview

○ Utilizes temperature increase caused by absorbing radiation

○ Sealed in a vacuum to minimize heat transfer

○ Primarily used for detecting low-energy infrared radiation

② Type 3-1: Pyroelectric Detectors : LiTaO3, PbTiO3, PVF2, etc.

③ Type 3-2: Thermocouple

○ Seebeck Effect : Also known as Thermo-electric Effect

○ Definition : Generation of electromotive force when two different conductors or semiconductors are joined at one end and subjected to a temperature difference

○ Similar Concepts : Peltier Effect, Thomson Effect

○ Cause : Even with the same temperature difference, the potential difference at the junctions of the materials may vary

○ Each material can be considered as a cell in a battery with a different voltage value → Generates a net current

○ (Note) Materials with low resistance might have significant potential differences (or not)

○ Discovered by Thomas S. Seebeck in 1821

○ Often used with one end placed in ice water (0 ℃) as a temperature sensor

○ Thermoelectric power’s magnitude and polarity aren’t affected by conductor thickness or length

○ Seebeck Coefficient : Thermoelectric power per 1 ℃ temperature difference

○ Types

○ Uses materials like Bi and Sb thin films, single crystal silicon, etc.

○ K type : chromel and alumel

○ Others : E, J, N, B, R, S

○ Too weak for practical use as a power source

Figure. 10. Example of a Thermocouple

○ Thermocouples have a wider temperature range compared to thermistors

Figure. 11. Comparison of Thermocouples and Thermistors

④ Type 3-3: Bolometer

○ Absorbs incident infrared radiation and heats up, causing a change in object’s resistance

○ Type 1: Metallic : Platinum or nickel wires (RTD, resistance temperature diode)

○ Type 2: Semiconductor

○ Type 2-1: Thermistor : Semiconductor variable resistor that changes resistance with temperature

Figure. 12. Representation of a Thermistor

○ Type 2-2: Silicon

○ Type 3: Superconductor



Input : 2020.04.01 17:19

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